There are many things that go into making a business successful. One of those things is consumers' recognition of products in the marketplace. Proper branding, accompanied by copyright and trademark registrations, can make a product more marketable and protect the business. Because of these benefits, it is fairly clear why a business would want to do whatever it could to maintain a copyright or trademark.
The area of securities regulation is complex. Accordingly, it makes sense that defending oneself against the criminal allegations of securities fraud would also be a complex endeavor. A New York man who formerly worked as a managing director at an investment banking firm is likely learning this firsthand.