Securities Fraud, SEC Investigations And FINRA Arbitrations
Securities fraud is a broad criminal charge that may cover a number of different activities, from misrepresentations and omissions to recommending unsuitable investments. Penalties can including massive fines, damaging publicity, loss of your livelihood and possible criminal charges such as wire fraud.
At Cox Padmore Skolnik & Shakarchy LLP, our defense lawyers represent businesses, officers and directors, stock traders, securities brokers, investment advisers and others in the financial industry who are accused of securities fraud. With offices in New York City, Denver and New Jersey, we handle these cases in New York, New Jersey and Colorado.
Defending You Against Stock Fraud Charges
Our attorneys have experience across the broad spectrum of complex securities litigation, including:
- Defending brokers, brokerage houses and other financial institutions against accusations of churning, unauthorized trades, misrepresentations, failure to diversify, unsuitable investments and theft of clients’ funds
- Defending class action lawsuits based on alleged securities fraud
- Handling multistate litigation involving the commodities futures industry and other sectors within the realm of securities trading
We have obtained favorable resolutions of securities fraud cases through arbitration, mediation or negotiation as an alternative to civil trial and/or criminal prosecution. Our firm’s clear emphasis is on counsel for our clients in an effort to avoid criminal prosecution. Our attorneys have also obtained case dismissals in class action lawsuits and other litigation.
In our era of unprecedented regulatory and technological complexity, it is a constant challenge for those involved in securities trading to know whether their activities expose them to civil liability and criminal prosecution. If you have come under investigation or been charged with securities fraud, investment fraud or any similar offense, we encourage you to turn to our law firm for experienced, results-driven counsel and representation.
For More Information About Securities Fraud
If you have been accused of securities fraud, we encourage you to call or toll free. Fast action can be absolutely critical when a fraud investigation is underway. You can also contact our firm online.